Foucault, Michel. “What Is an Author?” Trans. Josué V. Harari. 1979. The Foucault Reader. Ed. Paul Rabinow. New York: Pantheon, 1984.
First of all, we can say that today’s writing has freed itself from the dimension of expression. Referring only to itself, but without being restricted to the confines of its interiority, writing is identified with its own unfolded exteriority. This means that it is an interplay of signs arranged less according to its signified content than according to the very nature of the signifier. Writing unfolds like a game (jeu) that invariably goes beyond its own rules and transgresses its limits. In writing, the point is not to manifest or exalt the act of writing, nor is it to pin a subject within language; it is, rather, a question of creating a space into which the writing subject constantly disappears. 102
Our culture has metamorphosed this idea of narrative, or writing, as something designed to ward off death. Writing has become linked to sacrifice, even to the sacrifice of life: it is now a voluntary effacement which does not need to be represented in books, since it is brought about in the writer’s very existence. The work, which once had the duty of providing immortality, now possesses the right to kill, to be its author’s murderer, as in the cases of Flaubert, Proust, and Kafka. This is not all, however: this relationship between writing and death is also manifested in the effacement of the writing subject’s individual characteristics. Using all the contrivances that he sets up between himself and what he writes, the writing subject cancels out the signs of his particular individuality. As a result, the mark of the writer is reduced to nothing more than the singularity of his absence; he must assume the role of the dead man in the game of writing. 102-3
When Sade was not considered an author, what was the status of his papers? Were they simply rolls of paper onto which he ceaselessly uncoiled his fantasies during his imprisonment? 103
Even when an individual has been accepted as an author, we must still ask whether everything that he wrote, said, or left behind is part of his work. The problem is both theoretical and technical. When undertaking the publication of Nietzsche’s works, for example, where should one stop? Surely everything must be published, but what is “everything”? Everything that Nietzsche himself published, certainly. And what about the rough drafts for his works? Obviously. The plans for his aphorisms? Yes. The deleted passages and the notes at the bottom of the page? Yes. What if, within a workbook filled with aphorisms, one finds a reference, the notation of a meeting or of an address, or a laundry list: Is it a work, or not? Why not? And so on, ad infinitum. How can one define a work amid the millions of traces left by someone after his death? A theory of the work does not exist, and the empirical task of those who naively undertake the editing of works often suffers in the absence of such a theory. 103-4
Many other facts point out the paradoxical singularity of the author’s name. To say that Pierre Dupont does not exist is not at all the same as saying that Homer or Hermes Trismegistus did not exist. In the first case, it means that no one has the name Pierre Dupont; in the second, it means that several people were mixed together under one name, or that the true author had none of the traits traditionally ascribed to the personae of Homer or Hermes. To say that X’s real name is actually Jacques Durand instead of Pierre Dupont is not the same as saying that Stendhal’s name was Henri Beyle. One could also question the meaning and functioning of propositions like “Bourbaki is so-and-so, so-and-so, etc.” and “Victor Eremita, Climacus, Anti-climacus, Frater Taciturnus, Constantine Constantius, all of these are Kierkegaard.” 106-7
Such a name permits one group together a certain number of texts, define them, differentiate them from and contrast them to others. In addition, it establishes a relationship among other texts. Hermes Trismegistus did not exist, nor did Hippocrates—in the sense that Balzac existed—but the fact that several texts have been placed under the same name indicates that there has been established among them a relationship of homogeneity, filiation, authentication of some texts by the use of others, reciprocal explication, or concomitant utilization. The author’s name serves to characterize a certain mode of being of discourse: the fact that the discourse has an author’s name, that one can say “this was written by so-and-so” or “so-and-so is its author,” shows that this discourse is not ordinary everyday speech that merely comes and goes, not something that is immediately consumable. One the contrary, it is a speech that must be received in a certain mode and that, in a given culture, must receive a certain status. 107
It would seem that the author’s name, unlike other proper names, does not pass from the interior of discourse to the real and exterior individual who produced it; instead, the name seems always to be present, marking off the edges of the text, revealing, or at least characterizing, its mode of being. The author’s name manifests the appearance of a certain discursive set and indicates the status of this discourse within a society and a culture. It has no legal status, nor is it located in the fiction of the work; rather, it is located in the break that founds a certain discursive construct and its very particular mode of being. As a result, we could say that in a civilization like our there are a certain number of discourses that are endowed with the ‘author function,’ while others are deprived of it. 107
Texts, books, and discourses really began to have authors (other than mythical, ‘sacralized’ and ‘sacralizing’ figures) to the extent that authors became subject to punishment, that is, to the extent that discourses could be transgressive. 108
The author function does not affect all discourses in a universal and constant way, however. This is its second characteristic. In our civilization, it has not always been the same types of texts which have required attribution to an author. There was a time when the texts that today call ‘literary’ (narrative, stories, epics, tragedies, comedies) were accepted, put into circulation, and valorized without any question about the identity of their author; their anonymity caused no difficulties since their ancientness, whether real or imagined, was regarded as a sufficient guarantee of their status. One the other hand, those texts that we now would call scientific—those dealing with cosmology and the heavens, medicine and illnesses, natural sciences and geography—were accepted in the Middle Ages, and accepted as ‘true,’ only when marked with the name of their author. ‘Hippocrates said,’ ‘Pliny recounts,’ were not really formulas of an argument based on authority; they were the markers inserted in discourses that were supported to be received as statements of demonstrated truth. 109
…their membership in a systematic ensemble, and not he reference to the individual who produced them, stood as their guarantee. 109
We now ask of each poetic or fictional text: From where does it come, who wrote it, when, under what circumstances, or beginning with what design? The meaning ascribed to it and the status or value accorded it depend on the manner in which we answer these questions. And if a text should be discovered in a state of anonymity—whether as a consequence of an accident or the author’s explicit wish—the game becomes one of rediscovering the author. Since literary anonymity is not tolerable, we can accept it only in the guise of an enigma. As a result, the author function today plays an important role in our view of literary works. (These are obviously generalizations that would have to be refined insofar as recent critical practice is concerned.) 109-110
Critics doubtless try to give this intelligible being a realistic status, by discerning, in the individual, a ‘deep’ motive, a ‘creative’ power, or a ‘design,’ the milieu in which writing originates. Nevertheless, these aspects of an individual which we designate as making him an author ore only a projection, in more or less psychologizing terms, of the operations that we force texts to undergo, the connections that we make, the traits that we establish as pertinent, the continuities that we recognize, or the exclusions that we practice. All these operations very according to periods and types of discourse. 110
Still, we can find through the ages certain constants in the rules of author construction. 110
In order to “rediscover” an author in a work, modern criticism uses methods similar to those that Christian exegesis employed when trying to prove the value of a text by its author’s saintliness. In De viris illustribus, Saint Jerome explains that homonymy is not sufficient to identify legitimately authors of more than one work: different individuals could have had the same name, or one man could have, illegitimately, borrowed another’s patronymic. The name as an individual trademark is not enough when one works within a textual tradition. 110
How, then, can one attribute several discourses to one and the same author? How can one use the author function to determine if one is dealing with one or several individuals? Saint Jerome proposes four criteria: (1) if among several books attributed to an author one is inferior to the others, it must be withdrawn from the list of the author’s works (the author is therefore defined as a constant level of value); (2) the same should be done if certain texts contradict the doctrine expounded in the author’s other works (the author is thus defined as a field of conceptual or theoretical coherence); (3) one must also exclude works that are written in a different style, containing words and expressions not ordinarily found in the writer’s production (the author is here conceived as a stylistic unity); (4) finally, passages quoting statements that were made or mentioning events that occurred after the author’s death must be regarded as interpolated texts (the author is here seen as a historical figure at the crossroads of a certain number of events). Modern literary criticism, even when—as is now customary—it is not concerned with questions of authentication, still defines the author the same way. 110-111
Everyone knows that, in a novel narrated in the first person, neither the first-person pronoun nor the present indicative refers exactly either to the writer or to the moment in which he writes, but rather to an alter ego whose distance from the author varies, often changing in the course of the work. It would be just as wrong to equate the author with the real writer as to equate him with the fictitious speaker; the author function is carried out and operates in the scission itself, in this division and distance. 112
It is easy to see that in the sphere of discourse one can be the author of much more than a book—once can be the author of a theory, tradition, or discipline in which other books and authors will in their turn find a place. These authors are in a position which we shall call “transdiscursive.” This is a recurring phenomenon—certainly as old as our civilization. Homer, Aristotle, and the Church Fathers, as well as the first mathematicians and the originators of the Hippocratic tradition, all played this role. 113
These founders of discursivity (I use Marx and Freud as examples, because I believe them to be both the first and the most important cases) make possible something altogether different from what a novelist makes possible. Ann Radcliffe’s texts opened the way for a certain number of resemblances and analogies which have their model or principle in her work. The latter contains characteristic signs, figures, relationships, and structures which could be reused by others. In other words, to say that Ann Radcliffe founded the Gothic horror novels means that in the nineteenth-century Gothic novel one will find, as in Ann Radcliffe’s works, the theme of the heroine caught in the trap of her own innocence, the hidden castle, the character of the black, cursed hero devoted to making the world expiate the evil done to him, and all the rest of it. 114
On the other hand, when I speak of Marx or Freud as founders of discursivity, I mean that they made possible not only a certain number of analogies, but also (and equally important) a certain number of differences. They have created a possibility for something other than their discourse, yet something belonging to what they founded. To say that Freud founded psychoanalysis does not (simply) mean that we find the concept of the libido or the technique of dream analysis in the works of Karl Abraham or Melanie Klein; it means that Freud made possible a certain number of divergences—with respect to his own texts, concepts, and hypotheses—that all arise from the psychoanalytic discourse itself. 114-115
In this way we can understand the inevitable necessity, within these fields of discursivity, for a “return to the origin.” This return, which is part of the discursive field itself, never stops modifying it. The return is not a historical supplement which would be added to the discursivity, or merely an ornament; on the contrary, it constitutes an effective and necessary task of transforming the discursive practice itself. Reexamination of Galileo’s text may well change our knowledge of the history of mechanics, but it will never be able to change mechanics itself. On the other hand, reexamining Freud’s texts modifies psychoanalysis itself, just as a reexamination of Marx’s would modify Marxism. 116
On the other hand, I believe that one could find here an introduction to the historical analysis of discourse. Perhaps it is time to study discourses not only in terms of their expressive value or formal transformations, but according to their modes of existence. The modes of circulation, valorization, attribution, and appropriation of discourses vary with each culture and are modified within each. The manner in which they are articulated according to social relationships can be more readily understood, I believe, in the activity of the author function and in its modification than in the themes or concepts that discourses set in motion. 117
The author is the principle of thrift in the proliferation of meaning. As a result, we must entirely reverse the traditional idea of the author. We are accustomed, as we have seen earlier, to saying that the author is the genial creator of a work in which he deposits, with infinite wealth and generosity, an inexhaustible world of significations. We are used to thinking that the author is so different from all other men, and so transcendent with regard to all languages that, as soon as he speaks, meaning begins to proliferate, to proliferate indefinitely. 118
The truth is quite the contrary: the author is not an indefinite source of significations which fill a work; the author does not precede the works; he is a certain functional principle by which, in our culture, one limits, excludes, and chooses; in short, by which one impedes the free circulation, the free manipulation, the free composition, decomposition, and recomposition of fiction. In fact, if we are accustomed to presenting the author as a genius, as a perpetual surging of invention, it is because, in reality, we make him function in exactly the opposite fashion. One can say that the author is an ideological product, since we represent him as the opposite of his historically real function. (When a historically given function is represented in a figure that inverts it, one has ideological production.) The author is therefore the ideological figure by which one marks the manner in which we fear the proliferation of meaning. 119
I think that, as our society changes, at the very moment when it is in the process of changing, the author function will disappear, and in such a manner that fiction and its polysemous texts will once again function according to another mode, but still with a system of constrain—one which will no longer be the author, but which will have to be determined or, perhaps, experienced. 119
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